Tag : Investment Advisor / Wealth Management

Fidelity Complaint

I contacted Fidelity Investments on 2/20/20 to cash out my account held by them from a previous employer. There were 2 parts to the account; a 401a and a 403b. They faxed 2 documents that I promptly signed and returned…

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Charles Schwab Complaint

They removed 2,000 shares of BPT from my retirement account & loaned them to Clients with out my permission or legal authorization. Schwab refers this as the Schwab & Co., Inc's Securities Lending Fully Paid program. Schwab changed this SLFP…

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Charles Schwab Complaint

I opened a brokerage account and transferred money into the account. Only after this point did they decide my address wasn't good enough so they put a restriction on my account keeping me from doing anything with it including withdrawing…

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Fidelity Complaint

I place an order to buy $150,000 worth of stock in a Saving & Loan conversion (IPO) in my ROTH IRA. I sent it in 5 days before the deadline. All Fidelity had to do was write a check for…

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Charles Schwab Complaint

I inherited some Schwab IRA accounts in 2012. I found a house I wanted to buy with some of my inheritance. I called Schwab and asked how I go about doing that. I had no previous knowledge of IRA's or…

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